Joseph J. Allessie

Deputy General Counsel

  • BA, The Pennsylvania State University, 1987
  • JD, Western Michigan University Cooley Law School, 1990
  • Certified Compliance and Regulatory Professional (Wharton University of Pennsylvania / FINRA), 2016
  • Senior Vice President and Managing Counsel at OppenheimerFunds, 2018 - 2019; Managing Director, Head of Americas Compliance and Operational Risk Control at UBS Global Asset Management, 2014 - 2017; Executive Director, Deputy General Counsel at UBS Global Asset Management, 2005-2014; Senior Vice-President, General Counsel and Chief Compliance Officer at Kenmar Advisory Corp., May 2004 - February 2005; General Counsel and Chief Compliance Officer (Americas), GAM USA, February 1999 – May 2004; State of New Jersey, Bureau of Securities June 1993 - February 1999; The McDonald Group Law Firm, January 1991 – May 1993.
  • 28 years business experience
  • Joined Harris Associates in 2019


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